SEC reveals recent suspension, set to publish names of errant operators in “Name and Shame” journal
The Securities and Exchange Commission (SEC) has announced that it will publish the names of Capital Market Operators who violate ...
Tag: capital market operators
SEC unveils 2024 framework for banking sector capitalisation programme
The Securities and Exchange Commission (SEC) has published its comprehensive framework for the 2024 banking sector capitalisation programme.
SEC issues guidelines to digitize the capital market
The SEC has proposed some guidelines that will allow capital market operators and investors to digitize all of their processes.
SEC warns capital market operators against working with clients linked to proscribed terrorist groups
Nigeria’s security and Exchange Commission has notified Capital Market Operators (CMOs) not to work with clients related to proscribed terrorist ...
Why SEC should support democratization of sale of foreign securities
In the spirit of progressive engagement and dialogue, many voices now suggest that the SEC take a fresh look at ...
Capital market operators call for the suspension of recapitalisation plans
Amolegbe called for regulators to suspend recapitalisation because of the coronavirus pandemic.
NSE, SEC train capital market operators on legal and regulatory requirements for the derivatives market
The NSE organised a Workshop on the legal and regulatory requirements of Derivatives trading for capital market operators on Tuesday, ...
NSE’s Oscar Onyema urges market operators to explore opportunities in Finance Act
The CEO of the Nigerian Stock Exchange (NSE), Mr Oscar Onyema has emphasized the importance of the newly signed Finance ...
