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SEC has suspended these two stockbroking firms

Nairametrics by Nairametrics
March 26, 2015
in Uncategorized
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The Securities & Exchange Commission on Tuesday March 10, 2015 suspended Woodland Capital Market Plc together with its Directors and Sponsored Individuals in connection with the unauthorized sale of 3,750 units of PZ Plc shares belonging to an investor and its refusal to comply with the Commission’s directives in that regard.

The suspension is indefinite and shall remain in force pending the resolution of the matter against the Operator.

The Securities & Exchange Commission on Tuesday March 10, 2015 also suspended International Standards Securities Ltd, its Directors and Sponsored Individuals from all capital market activities in view of its non-compliance with SEC Rules/Regulations and deficiencies observed in its operations during a target inspection carried out on it recently.

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The suspension is indefinite and shall remain in force pending the resolution of the matter against the Operator.

Tags: News Review
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Nairametrics

Nairametrics is Nigeria's top business news and financial analysis website. We focus on providing resources that help small businesses and retail investors make better investing decisions. Nairametrics is updated daily by a team of professionals. Post updated as "Nairametrics" are published by our Editorial Board.

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